Trade Compliance Analyst

About

Description

Coronation Fund Managers is seeking a detail-oriented Trade Compliance Analyst to join our Compliance team in Claremont, Cape Town. The successful candidate will be responsible for ensuring that all trading and investment activities are conducted within the regulatory framework, client mandates, and internal policies. You will work closely with the compliance and dealing teams to interpret, implement, and monitor compliance controls across all investment portfolios

Responsibilities

• Dealing with all the pre-trade and post-trade compliance aspects (including but not limited to monitoring and reporting) in relation to regulatory requirements, industry guidelines and investment mandates
• Daily system / technical responsibilities:
• Daily instrument maintenance
• Rule loading and maintenance
• General maintenance of compliance systems
• Daily breach monitoring
• Breach monitoring
• Regulatory reporting
• General queries
• Understanding of investment restrictions for various areas in the business
• Understanding of investment management data sets including, but not limited to, portfolio valuation and trade data

Qualifications

• Relevant legal or financial qualification, eg BBusSci or BCom or LLB

Application instructions:

• Click on the "Apply now" button to apply